The Securities and Exchange Board of India (SEBI) is set to tighten the leash on stock brokers through a new portal for audits — the onus of compliance will be on the exchanges.
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The markets regulator on Friday, January 31, released a framework for monitoring and supervising the system audits of stock brokers. SEBI recommends a new portal be developed to ensure a more robust auditing process and mitigate technology-related risks.
(This is a developing story)
