Tag: violations
Browse our exclusive articles!
HDFC Securities pays ₹65 lakh to SEBI to settle regulatory violations
Domestic brokerage HDFC Securities on Tuesday settled with markets watchdog SEBI a case pertaining to alleged non-compliance with regulatory norms on payment of ₹65...
CitiCorp Investment Bank pays ₹36 lakh to resolve allegations of FPI norms violations by SEBI
CitiCorp Investment Bank (Singapore) Ltd has agreed to pay ₹36 lakh to settle allegations of violating the Securities and Exchange Board of India (SEBI)...
SEBI imposes ₹7 lakh penalty on Motilal Oswal for stock broking violations
Markets regulator Securities and Exchange Board of India (SEBI) has imposed a ₹7 lakh penalty on Motilal Oswal Financial Services (MOFSL) after an...
